9AT: TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	07/06/2026
Registration	SEC, Approved, 11/25/2009
ADV Location	LOOKOUT MOUNTAIN, TN, United States
Contact Info	423 xxxxxxx
Websites

AUM^*	314,151,887 13%
of that, discretionary	242,523,411 6%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	57,088,319 32%
Avg Account Size	2,276,463 -11%
% High Net Worth	89.36% 7%
SMA’s	Yes
Private Funds	2

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser VIS ADVISORS, LP	Hedge Fund134.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV134.6m	AUM148.9m	#Funds3
Adviser CHESAPEAKE CAPITAL CORPORATION	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM171.9m	#Funds1
Adviser SAMUEL CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM177.2m	#Funds-
Adviser ESCHATON OPPORTUNITIES FUND MANAGEMENT LP	Hedge Fund318.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV318.9m	AUM333.9m	#Funds3
Adviser DAVID CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM86.0m	#Funds-
Adviser PHORCYS CAPITAL PARTNERS, LLC	Hedge Fund151.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund38.3m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV190.2m	AUM191.5m	#Funds3
Adviser EXOME ASSET MANAGEMENT LLC	Hedge Fund292.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV292.6m	AUM548.6m	#Funds4
Adviser PRCE MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund22.2m	Total Private Fund GAV22.2m	AUM22.2m	#Funds1
Adviser GRIZZLYROCK CAPITAL, LLC	Hedge Fund162.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV162.4m	AUM192.7m	#Funds3
Adviser HIGHLAND PEAK CAPITAL, LLC	Hedge Fund99.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV99.0m	AUM333.2m	#Funds3

Brochure Summary

Overview

Advisory Services 4.A. Advisory Firm Description Templeton & Phillips Capital Management, LLC (“TPCM” or “Adviser”) was formed in 2001 by Lauren Templeton. TPCM’s specific focus is on the potential advantages of value investing. Lauren Templeton is the principal owner of the firm. 4.B. Types of Advisory Services TPCM provides investment advisory and management services as a discretionary investment adviser to (1) institutional and retail separate account clients and (2) as a discretionary investment adviser to a privately placed pooled investment vehicle (the "Private Fund”). TPCM portfolio strategies may include investments in common stocks, preferred stocks, warrants, investment companies, and derivatives such as options. TPCM may also recommend other investment advisers to clients as part of their overall asset allocation. Our advice is generally limited to these types of investments. 4.C. Client Investment Objectives/Restrictions Investments for separately managed

client accounts are managed in accordance with each client’s stated investment objectives, strategies, restrictions, and guidelines. Investments for the Private Fund are managed in accordance with the fund’s investment objective, strategies, and restrictions. They are not tailored to the individualized needs of any particular investor in the fund (each an “Investor”). Therefore, Investors should consider whether the fund meets their investment objectives and risk tolerance prior to investing. Information about the Private Fund can be found in its offering documents, including its private placement memorandum (“PPM”), which will be available to current and prospective investors only through TPCM or another authorized party. 4.D. Wrap-Fee Programs TPCM does not participate in, nor is it a sponsor of, any wrap fee programs. 4.E. Assets Under Management as of 12/31/2023: Discretionary basis: $161,673,065; 72 accounts Non-Discretionary basis: $40,750,515; 7 accounts

TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC

TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC

LAUREN TEMPLETON CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC LAUREN TEMPLETON CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC

TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC

LAUREN TEMPLETON CAPITAL MANAGEMENT, LLC