Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 08/24/2009
ADV Location KANSAS CITY, MO, United States
Contact Info 816 xxxxxxx
Websites
AUM* 659,465,030 -5%
of that, discretionary 506,856,679 -8%
Number of Employees 12 -14%
of those in investment advisory functions 7
Private Fund GAV* 0
Avg Account Size 419,240 22%
% High Net Worth 4.90% 3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

551M 472M 394M 315M 236M 157M 79M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name DEMARCO SCIACCCOTTA WILKENS & DUNLEAVY LLP Filing Date07/29/2025 Form ADV-E View Report
Accounting Firm Name DEMARCO SCIACCOTTA WILKENS & DUNLEAVY, LLP Filing Date06/20/2024 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker09290C103 Stock NameBLACKROCK ETF TRUST $ Position$31,227,450 % Position18.00% $ Change2.00% # Change-13.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$22,966,460 % Position13.00% $ Change37.00% # Change19.00%
Stck Ticker025072604 Stock NameAMERICAN CENTY ETF TR $ Position$20,406,133 % Position12.00% $ Change2.00% # Change-15.00%
Stck Ticker025072158 Stock NameAMERICAN CENTY ETF TR $ Position$15,273,689 % Position9.00% $ Change12.00% # Change-4.00%
Stck Ticker09290C780 Stock NameBLACKROCK ETF TRUST $ Position$13,639,879 % Position8.00% $ Change17.00% # Change-27.00%
Stck Ticker46438G448 Stock NameISHARES TR $ Position$10,001,729 % Position6.00% $ Change9.00% # Change7.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$8,455,878 % Position5.00% $ Change54.00% # Change27.00%
Stck Ticker025072885 Stock NameAMERICAN CENTY ETF TR $ Position$8,625,047 % Position5.00% $ Change6.00% # Change-8.00%
Stck Ticker09290C855 Stock NameBLACKROCK ETF TRUST $ Position$6,410,327 % Position4.00% $ Change14.00% # Change-7.00%
Stck Ticker37960A529 Stock NameGLOBAL X FDS $ Position$6,156,158 % Position4.00% $ Change6.00% # Change25.00%

Brochure Summary