9AT: BAFFIN ADVISORS LLC

Advisers
BAFFIN ADVISORS LLC
Summary

BAFFIN ADVISORS LLC

BAFFIN ADVISORS LLC

Summary Contacts Filings Brochure Private Funds Service Providers

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Adviser Profile

As of Date	03/25/2026
Registration	SEC, Approved, 08/20/2009
Contact Info	914 xxxxxxx
Websites

Details

HTTP://BAFFINADVISORS.COM/

AUM^*	103,904,710 -14%
of that, discretionary	83,940,348 -14%
Number of Employees	1 -67%
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	3,996,335 9%
% High Net Worth	100.00%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

120M 102M 85M 68M 51M 34M 17M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Baffin Advisors LLC is an independent advisory firm wholly owned by Baffin Capital Group LLC, which started operating on July 9th of 2009. Baffin Advisors LLC registered with the SEC as an investment adviser at the end of August 2009. The company provides one type of service, investment advisory accounts. The company manages portfolios in segregated or managed accounts. Baffin Advisors LLC tailors each client’s account to his/her personal need. This is

achieved by discussing each client’s situation and views through time, which develops an understanding of the client’s general attitude towards risk, as well as his/her situation in terms of assets and liabilities, income needs, overall wealth, etc. The small number of clients allows for a personal approach. As of December 31st, 2023, Baffin Advisors LLC maintained assets under management slightly over $119 million U.S. dollars on a discretionary basis.

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BAFFIN ADVISORS LLC

BAFFIN ADVISORS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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