Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 09/27/2018
Other registrations (1)
ADV Location MIAMI, FL, United States
Contact Info (30 xxxxxxx
AUM* 113,156,643 -87%
of that, discretionary 113,156,643 -87%
Number of Employees 6 500%
of those in investment advisory functions 2 100%
Private Fund GAV* 0
Avg Account Size 6,656,273 -81%
% High Net Worth 58.82% -18%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

746M 639M 533M 426M 320M 213M 107M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T (PUT) $ Position$29,870,800 % Position45.00% $ Change28133.00% # Change0.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$5,486,529 % Position8.00% $ Change3.00% # Change0.00%
Stck Ticker78463V107 Stock NameSPDR GOLD TR (PUT) $ Position$3,683,800 % Position6.00% $ Change # Change
Stck Ticker78463V107 Stock NameSPDR GOLD TR $ Position$4,170,062 % Position6.00% $ Change-11.00% # Change1.00%
Stck Ticker464288257 Stock NameISHARES TR $ Position$2,734,536 % Position4.00% $ Change5.00% # Change2.00%
Stck Ticker46432F339 Stock NameISHARES TR $ Position$1,945,028 % Position3.00% $ Change136.00% # Change123.00%
Stck Ticker464288653 Stock NameISHARES TR $ Position$1,967,161 % Position3.00% $ Change1.00% # Change0.00%
Stck Ticker464287440 Stock NameISHARES TR $ Position$994,404 % Position2.00% $ Change0.00% # Change0.00%
Stck Ticker46435G326 Stock NameISHARES TR $ Position$1,173,330 % Position2.00% $ Change1.00% # Change0.00%
Stck Ticker00162Q726 Stock NameALPS ETF TR $ Position$1,101,121 % Position2.00% $ Change7.00% # Change300.00%

Brochure Summary