Adviser Profile

As of Date 04/30/2026
Registration SEC, Approved, 06/08/2009
ADV Location CHAPEL HILL, NC, United States
Contact Info 919 xxxxxxx
Websites
AUM* 641,480,000 12%
of that, discretionary 641,480,000 12%
Number of Employees 10 -9%
of those in investment advisory functions 7 17%
Private Fund GAV* 0
Avg Account Size 591,771 -80%
% High Net Worth 97.04% 11%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

641M 550M 458M 367M 275M 183M 92M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary