Adviser Profile

As of Date 02/10/2026
Registration SEC, Approved, 09/03/2021
Other registrations (5)
Contact Info 202 xxxxxxx
Websites
AUM* 313,672,262 82%
of that, discretionary 313,672,262 82%
Number of Employees 9 80%
of those in investment advisory functions 9 80%
Private Fund GAV* 0
Avg Account Size 611,447 10%
% High Net Worth 64.35% 4%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

314M 269M 224M 179M 134M 90M 45M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$23,258,454 % Position8.00% $ Change19.00% # Change8.00%
Stck Ticker46435G672 Stock NameISHARES TR $ Position$20,070,484 % Position7.00% $ Change21.00% # Change20.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$12,929,585 % Position5.00% $ Change10.00% # Change-1.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$12,373,107 % Position4.00% $ Change7.00% # Change8.00%
Stck Ticker78463X509 Stock NameSPDR INDEX SHS FDS $ Position$9,858,804 % Position4.00% $ Change18.00% # Change7.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$10,180,424 % Position4.00% $ Change27.00% # Change11.00%
Stck Ticker46436E759 Stock NameISHARES TR $ Position$9,132,869 % Position3.00% $ Change14.00% # Change1.00%
Stck Ticker78464A649 Stock NameSPDR SERIES TRUST $ Position$7,956,307 % Position3.00% $ Change-6.00% # Change-6.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$8,872,714 % Position3.00% $ Change15.00% # Change0.00%
Stck Ticker29287L106 Stock NameTCW ETF TRUST $ Position$7,560,271 % Position3.00% $ Change18.00% # Change2.00%

Brochure Summary