Adviser Profile

As of Date 08/06/2026
Registration SEC, Approved, 04/07/2009
Other registrations (19)
ADV Location TAMPA, FL, United States
Contact Info 813 xxxxxxx
Websites
AUM* 1,576,517,756 49%
of that, discretionary 1,553,575,965 51%
Number of Employees 373 -28%
of those in investment advisory functions 221
Private Fund GAV* 0
Avg Account Size 226,219 46%
% High Net Worth 5.26% 119%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees

Reported AUM

2B 1B 1B 888M 666M 444M 222M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$41,496,517 % Position6.00% $ Change27.00% # Change0.00%
Stck Ticker66538F140 Stock NameNORTHERN LTS FD TR II $ Position$26,204,503 % Position4.00% $ Change-10.00% # Change-17.00%
Stck Ticker316092840 Stock NameFIDELITY COVINGTON TRUST $ Position$17,755,769 % Position3.00% $ Change6.00% # Change-3.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$21,986,731 % Position3.00% $ Change8.00% # Change-6.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$23,366,890 % Position3.00% $ Change13.00% # Change-2.00%
Stck Ticker97717Y527 Stock NameWISDOMTREE TR $ Position$11,659,977 % Position2.00% $ Change-14.00% # Change-14.00%
Stck Ticker46090A879 Stock NameINVESCO ACTIVELY MANAGED EXC $ Position$12,262,522 % Position2.00% $ Change4.00% # Change4.00%
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$10,389,551 % Position2.00% $ Change31.00% # Change2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$14,964,477 % Position2.00% $ Change-9.00% # Change-20.00%
Stck Ticker233051200 Stock NameDBX ETF TR $ Position$11,981,009 % Position2.00% $ Change12.00% # Change1.00%

Brochure Summary