9AT: SLOAN INVESTMENT MANAGEMENT, L.L.C.

Adviser Profile

As of Date	09/13/2024
Registration status	Terminated
ADV Location	DALLAS, TX, United States
Contact Info	214 xxxxxxx
Websites

AUM^*	716,192,933 15%
of that, discretionary	712,577,898 15%
Number of Employees	5
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	2,203,671 12%
% High Net Worth	47.08% 833%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser COOPER FINANCIAL SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM184.1m	#Funds-
Adviser PACIFIC FINANCIAL STRATEGIES, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM201.2m	#Funds-
Adviser MRA ADVISORY GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM361.3m	#Funds-
Adviser TFP MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM273.0m	#Funds-
Adviser GRADIENT INVESTMENTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.8b	#Funds-
Adviser FISHER FINANCIAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM180.0m	#Funds-
Adviser MARIPAU WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM363.8m	#Funds-
Adviser EVER GREEN WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM80.3m	#Funds-
Adviser BEACON CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM278.3m	#Funds-
Adviser EMERGINGWEALTH INVESTMENT MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM22.2m	#Funds-

Brochure Summary

Overview

Sloan Investment Management, LLC is an investment advisor providing financial planning, consulting, and investment management services to individuals, pension and profit sharing plans, trusts, estates, charitable organizations, corporations and business entities. Sloan was founded in 2007 and is principally owned by Frank O. Sloan. Sloan offers advice on each type of investment described in this brochure. However, Sloan intends to primarily allocate its client’s investment management assets on a discretionary basis among mutual funds (including open and closed end funds, managed futures funds and real estate funds) and Exchange Traded funds in accordance with the investment objectives of the client. Sloan also may render non-discretionary investment management services to clients relative to: (1) variable life/annuity products that they may own, and/or (2) their individual employer-sponsored retirement plans. In so doing, Sloan either directs or recommends the allocation of client assets among the various mutual fund subdivisions that comprise the variable life/annuity product or the retirement plan. The client assets shall be maintained at either the specific insurance company that issued the variable life/annuity product which is owned by the client, or at the custodian designated by the sponsor of the client’s retirement plan. In performing its services, Sloan shall not be required to

verify any information received from the client or from the client’s other professionals (e.g. attorney, accountant, etc.) and is expressly authorized to rely on such information. Sloan may recommend the services of itself and/or other professionals to implement its recommendations. Clients are advised that a conflict of interest exists if Sloan recommends its own services. The client is under no obligation to act upon any of the recommendations made by Sloan under a financial planning/consulting engagement and/or engage the services of any such recommended professional, including Sloan itself. The client retains absolute discretion over all such implementation decisions and is free to accept or reject any of Sloan’s recommendations. Moreover, each client is advised that it remains his/her/its responsibility to promptly notify Sloan if there is ever any change in his/her/its financial situation or investment objectives for the purpose of reviewing, evaluating, or revising Sloan’s pervious recommendations and/or services or if they wish to impose any reasonable restriction upon Sloan’s management services. As mentioned previously, Sloan manages client assets on both a discretionary and non- discretionary basis. As of March 21, 2024, Sloan managed $712,577,898 on a discretionary basis and $3,615,035 on a non-discretionary basis for total assets under management of approximately $712,577,898.

SLOAN INVESTMENT MANAGEMENT, L.L.C.

SLOAN INVESTMENT MANAGEMENT, L.L.C.

LINDEN HILLS WEALTH MANAGEMENT, L.L.C.

TALL OAKS WEALTH MANAGEMENT, L.L.C.

SLOAN WEALTH MANAGEMENT, L.L.C.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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SLOAN INVESTMENT MANAGEMENT, L.L.C. SLOAN INVESTMENT MANAGEMENT, L.L.C. LINDEN HILLS WEALTH MANAGEMENT, L.L.C. TALL OAKS WEALTH MANAGEMENT, L.L.C. SLOAN WEALTH MANAGEMENT, L.L.C.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

SLOAN INVESTMENT MANAGEMENT, L.L.C.

SLOAN INVESTMENT MANAGEMENT, L.L.C.

LINDEN HILLS WEALTH MANAGEMENT, L.L.C.

TALL OAKS WEALTH MANAGEMENT, L.L.C.

SLOAN WEALTH MANAGEMENT, L.L.C.