Adviser Profile

As of Date 02/12/2026
Registration SEC, Approved, 03/16/2009
Other registrations (2)
ADV Location HUNT VALLEY, MD, United States
Contact Info 410 xxxxxxx
Websites
AUM* 1,230,991,243 35%
of that, discretionary 1,190,926,603 32%
Number of Employees 24 -23%
of those in investment advisory functions 20 43%
Private Fund GAV* 0
Avg Account Size 598,440 16%
% High Net Worth 36.69% -17%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

1B 1B 851M 681M 510M 340M 170M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name SEK, CPAS & ADVISORS Filing Date11/12/2025 Form ADV-E View Report
Accounting Firm Name SEK, CPAS & ADVISORS Filing Date12/20/2024 Form ADV-E View Report
Accounting Firm Name SMITH ELLIOTT KEARNS & COMPANY, LLC Filing Date01/02/2024 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker25434V708 Stock NameDIMENSIONAL ETF TRUST $ Position$98,848,633 % Position13.00% $ Change16.00% # Change2.00%
Stck Ticker025072885 Stock NameAMERICAN CENTY ETF TR $ Position$82,425,056 % Position11.00% $ Change17.00% # Change1.00%
Stck Ticker25434V104 Stock NameDIMENSIONAL ETF TRUST $ Position$45,672,246 % Position6.00% $ Change16.00% # Change1.00%
Stck Ticker25434V401 Stock NameDIMENSIONAL ETF TRUST $ Position$37,648,779 % Position5.00% $ Change17.00% # Change1.00%
Stck Ticker25434V203 Stock NameDIMENSIONAL ETF TRUST $ Position$39,300,197 % Position5.00% $ Change8.00% # Change2.00%
Stck Ticker25434V799 Stock NameDIMENSIONAL ETF TRUST $ Position$37,588,585 % Position5.00% $ Change10.00% # Change5.00%
Stck Ticker25434V625 Stock NameDIMENSIONAL ETF TRUST $ Position$37,071,605 % Position5.00% $ Change21.00% # Change7.00%
Stck Ticker25434V591 Stock NameDIMENSIONAL ETF TRUST $ Position$32,800,189 % Position4.00% $ Change6.00% # Change6.00%
Stck Ticker025072604 Stock NameAMERICAN CENTY ETF TR $ Position$32,042,526 % Position4.00% $ Change24.00% # Change4.00%
Stck Ticker025072703 Stock NameAMERICAN CENTY ETF TR $ Position$29,636,178 % Position4.00% $ Change6.00% # Change0.00%

Brochure Summary