Firm Description and Principal Owners Gotham is a Delaware limited liability company that was formed in 2008. The Firm is a value-oriented equity investment management firm managing long/short and long-only investment portfolios primarily for private funds, mutual funds, institutional managed accounts and exchange-traded funds ("ETFs"). The Firm is owned by Gotham Asset Management Holdings, LP, which is principally owned and controlled by Joel Greenblatt and Robert Goldstein, our Co-Chief Investment Officers and Managing Principals (the "Co-CIOs" or the "Managing Principals"). Gotham is the successor to the investment advisory business of Gotham Capital, which was formed by Joel Greenblatt in 1985. Mr. Goldstein joined Gotham Capital in 1989. Advisory Services We act as the investment manager to private funds (the "Private Funds"), mutual funds (the "Mutual Funds") and separately managed accounts for institutional investors (the "Managed Accounts") that generally invest in publicly traded equity securities and equity-related securities. We are also a sub-adviser to three ETFs (the "Gotham ETFs") and to a long/short mutual fund (the "Sub-Advised Fund", and together with the Private Funds, Mutual Funds and Gotham ETFs, the "Funds"), which also invest in publicly traded equities and equity-related securities. The Funds and Managed Accounts are collectively referred to in this document as "Clients." We believe that while individual stocks gravitate toward fair value over longer periods of time, they frequently trade at significant deviations from fair value. We generally take long positions in securities that we believe to be undervalued and short positions in securities that we believe to be overvalued, subject to each portfolio's risk constraints. Tailoring of Advisory Services Private Fund investments are managed in accordance with the investment objectives and strategies set forth in the Private Funds’ offering memoranda (or other governing documents) and such investments are generally

not tailored to the individual needs of any particular Private Fund investor. Certain Private Funds formed as series limited partnerships offer particular series to single investors. The investment objectives and strategies of such series set forth in the offering memorandum (including any series-specific supplement) for the series may be (and have been) tailored to the needs of such investor. The Mutual Funds', Sub-Advised Fund's and Gotham ETFs' investments are managed in accordance with each Fund's investment objective and strategies as set forth in the applicable prospectus and advisory agreement and are not tailored to the individualized needs of any particular investor in such a Fund. Managed Accounts are managed in accordance with the investor's chosen strategy, which investors have a limited ability to tailor, including limiting investments in certain securities. Several of our Managed Accounts are managed on behalf of a private fund manager for a portion of their funds. There can be no assurance that the investment objectives of the Funds or Managed Accounts will be achieved and investment results may vary substantially. Throughout this brochure, we disclose a number of conflicts of interest. We encourage investors and potential investors to review our policies and procedures set forth herein and inquire directly with us about such conflicts. In addition, conflicts of interest and specific risks related to an investment in the Funds are described in the offering materials of each Fund. Client Assets Managed As of December 31, 2023, we had approximately $6,306,841,348 in regulatory assets under management (as defined by the SEC) all of which is managed on a discretionary basis, which includes assets invested by our affiliates, partners and employees. For a further discussion of these and related items, see Item 7 (Types of Clients), Item 8 (Methods of Analysis, Investment Strategies and Risk of Loss) and Item 10 (Other Financial Industry Activities and Affiliations).