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Adviser Profile

Registration status Terminated
As of Date 11/24/2024
Adviser Type - Large advisory firm
Number of Employees 39
of those in investment advisory functions 24
AUM* 5,096,846,148 16.84%
of that, discretionary 4,153,129,604 17.02%
Private Fund GAV* 0 -100.00%
Avg Account Size 4,447,510 18.17%
% High Net Worth 75.86% -8.29%
SMA’s Yes
Private Funds 0 20
Contact Info 214 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
4B 3B 3B 2B 2B 1B 520M
2019 2020 2021 2022 2023

Private Funds



Employees

Brochure Summary