Adviser Profile

As of Date 03/06/2026
Registration SEC, Approved, 08/25/2008
ADV Location LAKE MARY, FL, United States
Contact Info 407 xxxxxxx
Websites
AUM* 1,069,600,000 30%
of that, discretionary 1,001,600,000 31%
Number of Employees 10 -9%
of those in investment advisory functions 9 50%
Private Fund GAV* 0
Avg Account Size 364,927 24%
% High Net Worth 30.89% -15%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

1B 859M 715M 572M 429M 286M 143M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker808515696 Stock NameSCHWAB FUNDS VALUE ADV $ Position$53,377,000 % Position31.00% $ Change4057.00% # Change4058.00%
Stck Ticker808515605 Stock NameSCHWAB FUNDS VALUE ADV $ Position$9,478,000 % Position6.00% $ Change-81.00% # Change-81.00%
Stck TickerAEG063BJ0 Stock NameJp Morgan Enhanced Index $ Position$9,431,000 % Position6.00% $ Change4.00% # Change-8.00%
Stck TickerSCUDSXT00 Stock NameScudder Vit Equity 500 Index $ Position$8,153,000 % Position5.00% $ Change7.00% # Change-7.00%
Stck Ticker482480100 Stock NameKLA-TENCOR CORP COM $ Position$5,986,000 % Position4.00% $ Change-81.00% # Change-7.00%
Stck TickerMV076195X Stock NameMV076195X $ Position$5,257,000 % Position3.00% $ Change15.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INCORPORATED $ Position$4,462,000 % Position3.00% $ Change-91.00% # Change-92.00%
Stck Ticker11135F101 Stock NameBROADCOM CORP COM $ Position$5,380,000 % Position3.00% $ Change-89.00% # Change-91.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST PORTFO $ Position$3,932,000 % Position2.00% $ Change-90.00% # Change-92.00%
Stck TickerMV0761DQI Stock NameMetlife Stock Index $ Position$2,580,000 % Position2.00% $ Change12.00% # Change-2.00%

Brochure Summary