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Adviser Profile

As of Date 12/18/2025
Registration SEC, Approved, 06/23/2008
Other registrations (6)
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 12,269,846,700 1%
of that, discretionary 12,269,846,700 1%
Number of Employees 48 4%
of those in investment advisory functions 21 11%
Private Fund GAV* 365,901,935 -4%
Avg Account Size 15,976,363 -6%
% High Net Worth 6.35% -22%
SMA’s Yes
Private Funds 5

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

12B 11B 9B 7B 5B 4B 2B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM #Funds
Adviser SHADOWFALL CAPITAL & RESEARCH LLP Hedge Fund74.8m Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV74.8m AUM188.0m #Funds1
Adviser GUGGENHEIM INVESTMENTS Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM8.0b #Funds-
Adviser EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM167.2b #Funds-
Adviser ARK INVEST Hedge Fund4.8m Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund1.3b Other Fund23.2m Total Private Fund GAV2.6b AUM16.0b #Funds16
Adviser MML INVESTMENT ADVISERS, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM24.5b #Funds-
Adviser RAFFERTY ASSET MANAGEMENT, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM55.2b #Funds-
Adviser BLACKROCK FUND ADVISORS Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM4,282.2b #Funds-
Adviser QUANTITATIVE SYSTEMATIC STRATEGIES LLC Hedge Fund- Liquidity Fund- Private Equity Fund1.9m Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV1.9m AUM2.8b #Funds1
Adviser NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC Hedge Fund- Liquidity Fund- Private Equity Fund1.6b Real Estate Fund- Securitized Asset Fund3.4b Venture Capital Fund- Other Fund- Total Private Fund GAV5.1b AUM323.1b #Funds27
Adviser LINCOLN FINANCIAL INVESTMENTS CORPORATION Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund301.2m Total Private Fund GAV301.2m AUM102.1b #Funds3

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MFG ADR $ Position$75,676,541 % Position8.00% $ Change46.00% # Change8.00%
Stck TickerN4732M103 Stock NameJBS N.V. COM SHS CL A $ Position$28,545,568 % Position3.00% $ Change-4.00% # Change44.00%
Stck Ticker48241A105 Stock NameKB FINANCIAL GROUP INC ADR $ Position$26,062,086 % Position3.00% $ Change9.00% # Change5.00%
Stck Ticker465562106 Stock NameITAU UNIBANCO HLDG PREF ADR $ Position$19,503,405 % Position2.00% $ Change-2.00% # Change1.00%
Stck Ticker803054204 Stock NameSAP AG ADR $ Position$15,662,165 % Position2.00% $ Change157.00% # Change185.00%
Stck Ticker824596100 Stock NameSHINHAN FINANCIAL GROUP ADR $ Position$17,566,562 % Position2.00% $ Change15.00% # Change15.00%
Stck TickerG8267P108 Stock NameSmurfit Westrock Plc $ Position$14,444,716 % Position2.00% $ Change15.00% # Change-1.00%
Stck Ticker00215W100 Stock NameASE TECHNOLOGY HOLDING CO ADS $ Position$15,723,744 % Position2.00% $ Change47.00% # Change-22.00%
Stck Ticker054536107 Stock NameAXA ADR $ Position$16,701,097 % Position2.00% $ Change29.00% # Change17.00%
Stck Ticker29286D105 Stock NameENGIE SA ADR $ Position$20,548,694 % Position2.00% $ Change4.00% # Change6.00%

Brochure Summary