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Adviser Profile

As of Date 04/13/2026
Registration SEC, Approved, 06/05/2008
Other registrations (6)
ADV Location DAVENPORT, IA, United States
Contact Info 563 xxxxxxx
Websites
AUM* 3,733,313,940 143%
of that, discretionary 3,483,309,941 145%
Number of Employees 306 -3%
of those in investment advisory functions 168 53%
Private Fund GAV* 0
Avg Account Size 225,278 19%
% High Net Worth 24.16% 12%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

3B 3B 2B 2B 1B 995M 498M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name CBIZ ADVISORS, LLC Filing Date03/27/2025 Form ADV-E View Report
Accounting Firm Name MAYER HOFFMAN MCCANN P.C. Filing Date04/08/2024 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464288679 Stock NameISHARES TR $ Position$90,157,117 % Position4.00% $ Change113967.00% # Change114008.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$69,896,347 % Position3.00% $ Change5223.00% # Change3442.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$54,520,841 % Position2.00% $ Change585.00% # Change501.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$50,775,812 % Position2.00% $ Change4951.00% # Change4248.00%
Stck Ticker97717Y527 Stock NameWISDOMTREE TR $ Position$41,712,727 % Position2.00% $ Change-26.00% # Change-26.00%
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$36,088,334 % Position1.00% $ Change890.00% # Change890.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$17,919,542 % Position1.00% $ Change13.00% # Change2.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$27,876,796 % Position1.00% $ Change1229.00% # Change1058.00%
Stck Ticker808524797 Stock NameSCHWAB STRATEGIC TR $ Position$27,469,206 % Position1.00% $ Change11239.00% # Change10871.00%
Stck Ticker97717W471 Stock NameWISDOMTREE TR $ Position$15,128,155 % Position1.00% $ Change162.00% # Change158.00%

Brochure Summary