Adviser Profile

AUM* 1,565,110,275 16%
of that, discretionary 1,256,931,055 16%
Number of Employees 65 5%
of those in investment advisory functions 39 3%
Private Fund GAV* 0
Avg Account Size 229,556 -12%
% High Net Worth 13.91% 145%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 928M 743M 557M 371M 186M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$60,441,937 % Position6.00% $ Change184.00% # Change147.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$56,931,906 % Position6.00% $ Change10.00% # Change-5.00%
Stck Ticker46138E339 Stock NameINVESCO EXCH TRADED FD TR II $ Position$46,032,798 % Position4.00% $ Change32.00% # Change-8.00%
Stck Ticker46434V613 Stock NameISHARES TR $ Position$28,430,179 % Position3.00% $ Change39.00% # Change39.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$34,840,185 % Position3.00% $ Change20.00% # Change3.00%
Stck Ticker46432F396 Stock NameISHARES TR $ Position$28,061,226 % Position3.00% $ Change329.00% # Change200.00%
Stck Ticker46641Q670 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$18,872,239 % Position2.00% $ Change9.00% # Change9.00%
Stck Ticker808524805 Stock NameSCHWAB STRATEGIC TR $ Position$21,564,375 % Position2.00% $ Change17.00% # Change4.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$20,218,436 % Position2.00% $ Change825.00% # Change625.00%
Stck Ticker464288513 Stock NameISHARES TR $ Position$20,736,168 % Position2.00% $ Change13.00% # Change12.00%

Brochure Summary