Adviser Profile

As of Date 07/05/2023
Registration status Registration Changed to TRIAD INVESTMENT MANAGEMENT, LLC
ADV Location NEWPORT BEACH, CA, United States
Contact Info (94 xxxxxxx
Websites
AUM* 76,948,899 -38%
of that, discretionary 76,948,899 -38%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 999,336 -47%
% High Net Worth 59.38% 5%
SMA’s Yes
Private Funds 0

Adviser Type

- No longer eligible

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

132M 113M 94M 75M 56M 38M 19M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker62944T105 Stock NameNVR INC $ Position$5,933,790 % Position7.00% $ Change # Change
Stck Ticker92826C839 Stock NameVISA INC $ Position$5,211,187 % Position6.00% $ Change20.00% # Change6.00%
Stck TickerG9618E107 Stock NameWHITE MTNS INS GROUP LTD $ Position$5,122,932 % Position6.00% $ Change-7.00% # Change-2.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$5,257,197 % Position6.00% $ Change-72.00% # Change-76.00%
Stck TickerN07059210 Stock NameASML HLDG NV $ Position$4,414,567 % Position5.00% $ Change42.00% # Change-6.00%
Stck Ticker115236101 Stock NameBROWN & BROWN INC $ Position$4,144,798 % Position5.00% $ Change-10.00% # Change-9.00%
Stck Ticker12514G108 Stock NameCDW CORP $ Position$4,295,078 % Position5.00% $ Change-54.00% # Change-60.00%
Stck Ticker58450V104 Stock NameMEDIAALPHA INC $ Position$4,634,949 % Position5.00% $ Change49.00% # Change10.00%
Stck Ticker776696106 Stock NameROPER TECHNOLOGIES INC $ Position$4,181,903 % Position5.00% $ Change-14.00% # Change-10.00%
Stck Ticker885160101 Stock NameTHOR INDS INC $ Position$3,900,815 % Position4.00% $ Change-69.00% # Change-61.00%

Brochure Summary