Adviser Profile

As of Date 03/24/2026
Registration SEC, Approved, 10/04/2007
ADV Location LOS ANGELES, CA, United States
Contact Info 310 xxxxxxx
Websites
AUM* 1,121,405,368 -51%
of that, discretionary 1,121,405,368 -51%
Number of Employees 19 12%
of those in investment advisory functions 19 12%
Private Fund GAV* 0
Avg Account Size 6,796,396 14%
% High Net Worth 18.18% 43%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

4B 4B 3B 2B 2B 1B 616M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$65,494,321 % Position7.00% $ Change0.00% # Change-12.00%
Stck Ticker67066G104 Stock NameNVIDIA CORP $ Position$70,095,929 % Position7.00% $ Change12.00% # Change-3.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$52,246,673 % Position5.00% $ Change-12.00% # Change-12.00%
Stck Ticker032095101 Stock NameAMPHENOL CORP-CL A $ Position$45,674,285 % Position5.00% $ Change24.00% # Change-11.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$51,335,470 % Position5.00% $ Change19.00% # Change-3.00%
Stck Ticker369604301 Stock NameGE AEROSPACE $ Position$48,703,746 % Position5.00% $ Change34.00% # Change2.00%
Stck Ticker478160104 Stock NameJOHNSON & JOHNSON $ Position$37,152,763 % Position4.00% $ Change-8.00% # Change-12.00%
Stck TickerG54950103 Stock NameLINDE PLC $ Position$35,461,765 % Position4.00% $ Change-4.00% # Change-8.00%
Stck Ticker02079K107 Stock NameALPHABET INC-CL C $ Position$39,690,972 % Position4.00% $ Change-21.00% # Change-36.00%
Stck Ticker023135106 Stock NameAMAZON.COM INC $ Position$43,226,296 % Position4.00% $ Change-23.00% # Change-33.00%

Brochure Summary