Adviser Profile

As of Date 06/25/2026
Registration SEC, Approved, 09/04/1986
ADV Location EL SEGUNDO, CA, United States
Contact Info 310 xxxxxxx
Websites
AUM* 2,249,434,000 15%
of that, discretionary 2,249,434,000 15%
Number of Employees 14
of those in investment advisory functions 10
Private Fund GAV* 0
Avg Account Size 841,539 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

10B 9B 7B 6B 4B 3B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary