Adviser Profile

As of Date 09/17/2026
Registration SEC, Approved, 06/25/2007
Other registrations (1)
ADV Location SOUTHPORT, CT, United States
Contact Info 203 xxxxxxx
Websites
AUM* 524,460,932 13%
of that, discretionary 361,069,180 18%
Number of Employees 7 -13%
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 762,298 6%
% High Net Worth 41.44% 19%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

361M 309M 258M 206M 155M 103M 52M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922042775 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$41,044,510 % Position16.00% $ Change3052.00% # Change2726.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$21,595,737 % Position8.00% $ Change2978.00% # Change2569.00%
Stck Ticker33939L506 Stock NameFLEXSHARES TR $ Position$17,311,163 % Position7.00% $ Change3482.00% # Change3531.00%
Stck Ticker46641Q274 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$17,997,533 % Position7.00% $ Change2656.00% # Change2665.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$13,470,565 % Position5.00% $ Change2391.00% # Change2143.00%
Stck Ticker92189H300 Stock NameVANECK ETF TRUST $ Position$11,110,287 % Position4.00% $ Change54.00% # Change52.00%
Stck Ticker78468R606 Stock NameSPDR SERIES TRUST $ Position$11,186,908 % Position4.00% $ Change4350.00% # Change4327.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$10,688,444 % Position4.00% $ Change2871.00% # Change2874.00%
Stck Ticker46434G764 Stock NameISHARES INC $ Position$8,420,382 % Position3.00% $ Change-6.00% # Change-28.00%
Stck Ticker00162Q452 Stock NameALPS ETF TR $ Position$6,973,282 % Position3.00% $ Change2297.00% # Change2334.00%

Brochure Summary