Adviser Profile

As of Date 07/07/2026
Registration SEC, Approved, 05/21/2007
Other registrations (1)
ADV Location WEST DES MOINES, IA, United States
Contact Info 515 xxxxxxx
Websites
AUM* 341,954,728 41%
of that, discretionary 249,618,153 56%
Number of Employees 5 -17%
of those in investment advisory functions 4 -20%
Private Fund GAV* 0
Avg Account Size 233,895 56%
% High Net Worth 20.57% 23%
SMA’s Yes
Private Funds 1 1

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Performance-based fees

Reported AUM

276M 237M 197M 158M 118M 79M 39M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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Brochure Summary