Adviser Profile

As of Date 09/02/2026
Registration SEC, Approved, 05/21/2007
ADV Location HOUSTON, TX, United States
Contact Info 713 xxxxxxx
Websites
AUM* 3,761,962,187 32%
of that, discretionary 2,717,419,610 36%
Number of Employees 11
of those in investment advisory functions 9
Private Fund GAV* 0
Avg Account Size 5,752,236 29%
% High Net Worth 49.54% -1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

3B 2B 2B 2B 1B 776M 388M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary