Firm Description The Forum Finance Group SA (“Forum Finance” or “the Firm” or “we”), a Swiss corporation based in Geneva, Switzerland, provides investment advisory services to client’s resident in the United States (“US”). We also serve US taxpayers or dual citizens living outside the US and clients who have no connection to the US. Forum Finance is a corporation organized under Swiss law in 1994. Principal Owners Hippolyte de Weck CEO, Etienne Gounod & Egon Vorfeld principally own Forum Finance. Services Forum Finance provides a comprehensive range of services in the areas of discretionary portfolio management and non-discretionary (advisory) management, as well as investment consolidation / reporting to high net worth and ultra-high net worth private clients and their families. Discretionary Portfolio Management Services Forum Finance offers discretionary portfolio management services to individuals, high and ultra-high net worth clients and their families who wish to have their assets fully managed by Forum Finance. This service includes asset allocation, investment selection, active portfolio management and portfolio rebalancing in accordance with each client’s personal circumstances. Forum Finance discusses a client's prior investment history, as well as family situation and background. As part of this information- gathering process, Forum Finance determines the client's individual investment objectives, risk tolerance, time horizon, liquidity needs and tax situation, and, taking into account these factors, develops a tailored investment policy for that client (“investment profile”). Each client’s assets are managed in a separate account (an “Account”) maintained at a third-party financial institution (custodian bank). As part of its discretionary portfolio management service Forum Finance purchases and sells securities for the client’s Account without prior consent of or notification to the client. Forum Finance determines the securities that are bought and sold for the client’s Account and the total amount of the purchases and sales. Forum Finance’s authority may be subject to conditions imposed by individual clients as set forth and agreed upon in the asset management agreement entered into between Forum Finance and the client. For example, a client may restrict or prohibit transactions in certain types of securities. Client Accounts are broadly managed in a similar manner. However, differences in each portfolio may occur due to client-specific investment objectives, risk tolerance, time horizon, liquidity needs, tax considerations, reference currency, legal restrictions and overall suitability. Forum Finance’s client portfolios are globally diversified across multiple asset classes. Accounts may include, without limitation: equity securities, fixed income and other debt securities, mutual funds, exchange traded funds, hedge funds, options, structured products, precious metals and other alternative investments consistent with the client’s investment profile and overall suitability. For the purpose of diversification, client Accounts will hold non-dollar securities in markets outside the United States. Whilst

Forum Finance generally makes investments with a longer time horizon, the Firm may make changes to allocations, resulting in underweight or overweight positions, in an attempt to take advantage of short-term developments in economic conditions. When doing so, Forum Finance will make every attempt to be sensitive to transaction costs and taxes, as applicable. Forum Finance’s advice is limited to the types of securities and transactions as set forth in Item 8. December 06, 2023 4 Non-Discretionary (Advisory) Services Non-discretionary (advisory) services are similar to discretionary portfolio management services in terms of the investment approach; however, Forum Finance requires client consent before effecting any securities transaction. Forum Finance provides portfolio advice and trading recommendations but all decisions regarding the investment of the Account reside with the client. This service is designed for clients who desire holistic management of their Account but who want to retain involvement in every investment decision. As a result, clients under this service offering may not be invested in the same manner as those clients using discretionary portfolio management services. However, these services are not provided to U.S. clients. Investment Consolidation and Reporting Services Forum Finance offers global consolidation and reporting services for clients with financial Accounts at more than one financial institution (including Accounts that Forum Finance does not manage or advice upon) for purposes of evaluating global asset exposure. Forum Finance will: (i) examine bank statements received at the direction of the client; (ii) prepare a consolidated statement of assets on a monthly, quarterly and/or annual basis; (iii) regularly analyze structure and performance of all individual portfolios as well as of the consolidated whole, serving as a basis for a coordinated implementation of investment policy and for the identification of possible improvements; and (iv) monitor and report on banking costs. Forum Finance has no authority to advice on the Accounts it does not manage. However, Forum Finance may be asked by a client to comment on and provide general counselling about certain aspects of the client’s overall wealth structure. For example, Forum Finance may, on client request, be asked to recommend wealth management specialists for its clients, possibly including other investment managers. In such cases, Forum Finance’s recommendation will generally include a selection of several such advisors or specialists. The recommendation will strongly depend on the client’s personal circumstances. The final selection is left entirely up to the client, and Forum Finance receives no remuneration from any person or firm that it may recommend under such circumstances. Forum Finance does not render any Legal or Tax Advice. Wrap Fee Programs Forum Finance does not participate in wrap fee programs. Assets under Management and Advisement As of September 30, 2023, Forum Finance managed approximately US$ 1.267 Billion on a discretionary basis and US$ 664 million on a non-discretionary (advisory) basis.