Adviser Profile

As of Date 09/09/2026
Registration SEC, Approved, 03/07/2007
Other registrations (1)
Contact Info 858 xxxxxxx
Websites
AUM* 237,956,390 22%
of that, discretionary 216,480,191 23%
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 614,874 8%
% High Net Worth 22.69% 36%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

216M 186M 155M 124M 93M 62M 31M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees