Adviser Profile

As of Date 03/16/2026
Registration SEC, Approved, 12/11/2006
ADV Location WHITE PLAINS, NY, United States
Contact Info 914 xxxxxxx
AUM* 116,593,685 126%
of that, discretionary 74,228,822 44%
Number of Employees 3
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 832,812 113%
% High Net Worth 48.78% 38%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

103M 88M 74M 59M 44M 29M 15M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary