Adviser Profile

As of Date 02/02/2026
Registration SEC, Approved, 12/04/2006
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 827,150,449 10%
of that, discretionary 827,150,449 10%
Number of Employees 7 -13%
of those in investment advisory functions 5 -17%
Private Fund GAV* 0
Avg Account Size 1,825,939 12%
% High Net Worth 50.78% -9%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

934M 800M 667M 533M 400M 267M 133M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$56,464,415 % Position10.00% $ Change22.00% # Change-2.00%
Stck Ticker82889N525 Stock NameSIMPLIFY EXCHANGE TRADED FUN $ Position$53,523,485 % Position9.00% $ Change1.00% # Change2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$47,845,008 % Position8.00% $ Change14.00% # Change0.00%
Stck Ticker464287655 Stock NameISHARES TR $ Position$34,315,081 % Position6.00% $ Change21.00% # Change0.00%
Stck Ticker464287457 Stock NameISHARES TR $ Position$32,306,754 % Position5.00% $ Change0.00% # Change1.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$27,897,482 % Position5.00% $ Change9.00% # Change-2.00%
Stck Ticker53700T827 Stock NameLITMAN GREGORY FDS TR $ Position$32,578,601 % Position5.00% $ Change2.00% # Change0.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$29,219,228 % Position5.00% $ Change1.00% # Change0.00%
Stck Ticker931142103 Stock NameWALMART INC $ Position$23,586,974 % Position4.00% $ Change-9.00% # Change0.00%
Stck Ticker94106L109 Stock NameWASTE MGMT INC DEL $ Position$16,813,489 % Position3.00% $ Change-3.00% # Change0.00%