Adviser Profile

As of Date 03/10/2024
Registration status Terminated
ADV Location GOLETA, CA, United States
Contact Info 805 xxxxxxx
Websites
AUM* 753,891,000 -12%
of that, discretionary 0
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 3,807,530
% High Net Worth 63.16% -37%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- Fixed fees (other than subscription fees)

Reported AUM

914M 784M 653M 522M 392M 261M 131M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary