Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 02/13/2007
Other registrations (1)
Contact Info 813 xxxxxxx
Websites
AUM* 473,861,678 16%
of that, discretionary 473,861,678 16%
Number of Employees 11
of those in investment advisory functions 11
Private Fund GAV* 0
Avg Account Size 246,290 -14%
% High Net Worth 9.33% 42%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

474M 406M 338M 271M 203M 135M 68M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary