Adviser Profile

As of Date 08/31/2026
Registration SEC, Approved, 02/16/2018
ADV Location DOVER, DE, United States
Contact Info 302 xxxxxxx
Websites
AUM* 425,429,054 50%
of that, discretionary 425,429,054 52%
Number of Employees 9 80%
of those in investment advisory functions 4 300%
Private Fund GAV* 0
Avg Account Size 263,914 24%
% High Net Worth 17.68% 75%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

366M 314M 262M 209M 157M 105M 52M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker82889N699 Stock NameSIMPLIFY EXCHANGE TRADED FUN $ Position$45,186,379 % Position14.00% $ Change-14.00% # Change0.00%
Stck Ticker25861R105 Stock NameDOUBLELINE ETF TRUST $ Position$34,397,162 % Position11.00% $ Change10.00% # Change11.00%
Stck Ticker97717X701 Stock NameWISDOMTREE TR $ Position$25,425,117 % Position8.00% $ Change9.00% # Change0.00%
Stck Ticker92647X822 Stock NameVICTORY PORTFOLIOS II $ Position$20,535,458 % Position6.00% $ Change12.00% # Change-2.00%
Stck Ticker37950E648 Stock NameGLOBAL X FDS $ Position$14,806,364 % Position5.00% $ Change0.00% # Change-1.00%
Stck Ticker37960A552 Stock NameGLOBAL X FDS $ Position$15,187,460 % Position5.00% $ Change41.00% # Change34.00%
Stck Ticker72352L106 Stock NamePINTEREST INC $ Position$14,558,039 % Position5.00% $ Change23.00% # Change7.00%
Stck Ticker46641Q654 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$13,988,722 % Position4.00% $ Change-1.00% # Change-1.00%
Stck Ticker717081103 Stock NamePFIZER INC $ Position$8,519,769 % Position3.00% $ Change-14.00% # Change1.00%
Stck Ticker81762P102 Stock NameSERVICENOW INC $ Position$9,769,648 % Position3.00% $ Change-1.00% # Change4.00%