Adviser Profile

As of Date 08/14/2026
Registration SEC, Approved, 05/02/2006
ADV Location DEL MAR, CA, United States
Contact Info 760 xxxxxxx
Websites
AUM* 328,358,441 2%
of that, discretionary 328,358,441 2%
Number of Employees 5 67%
of those in investment advisory functions 3 50%
Private Fund GAV* 0
Avg Account Size 1,116,865 68%
% High Net Worth 21.77% 16%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

328M 281M 235M 188M 141M 94M 47M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker68389X105 Stock NameORACLE CORP $ Position$7,812,420 % Position3.00% $ Change-9.00% # Change-11.00%
Stck Ticker512807306 Stock NameLAM RESEARCH CORP $ Position$7,658,157 % Position3.00% $ Change105.00% # Change0.00%
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Stck Ticker573874104 Stock NameMARVELL TECHNOLOGY INC $ Position$5,379,576 % Position2.00% $ Change225.00% # Change3.00%

Brochure Summary