Adviser Profile

As of Date 07/28/2026
Registration SEC, Approved, 01/03/2007
Other registrations (3)
ADV Location BROOKFIELD, WI, United States
Contact Info 262 xxxxxxx
Websites
AUM* 283,307,890 35%
of that, discretionary 135,006,836 9%
Number of Employees 5
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 190,140 28%
% High Net Worth 10.78% 43%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

163M 140M 117M 93M 70M 47M 23M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$21,915,459 % Position17.00% $ Change2841.00% # Change2461.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$13,389,897 % Position10.00% $ Change22.00% # Change6.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$10,358,202 % Position8.00% $ Change1799.00% # Change1388.00%
Stck Ticker922908751 Stock NameVANGUARD INDEX FDS $ Position$9,814,722 % Position7.00% $ Change19.00% # Change2.00%
Stck Ticker921932703 Stock NameVANGUARD ADMIRAL FDS INC $ Position$6,083,297 % Position5.00% $ Change15.00% # Change7.00%
Stck Ticker922042775 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$5,678,083 % Position4.00% $ Change18.00% # Change6.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$4,189,528 % Position3.00% $ Change21.00% # Change21.00%
Stck Ticker464287879 Stock NameISHARES TR $ Position$3,433,402 % Position3.00% $ Change240.00% # Change195.00%
Stck Ticker464287523 Stock NameISHARES TR $ Position$2,332,366 % Position2.00% $ Change # Change
Stck Ticker464287465 Stock NameISHARES TR $ Position$2,918,924 % Position2.00% $ Change177.00% # Change159.00%