9AT: FIVE ARROWS MANAGERS NORTH AMERICA LLC

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 08/12/2005
ADV Location	MANHATTAN BEACH, CA, United States
Contact Info	213 xxxxxxx
Websites

AUM^*	3,365,732,319 4%
of that, discretionary	3,363,646,232 12%
Number of Employees	16 7%
of those in investment advisory functions	11
Private Fund GAV^*	3,217,887,386 3%
Avg Account Size	305,975,665 4%
SMA’s	No
Private Funds	11 1

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PINEBRIDGE INVESTMENTS LLC	Hedge Fund4.9b	Liquidity Fund-	Private Equity Fund237.6m	Real Estate Fund-	Securitized Asset Fund4.3b	Venture Capital Fund-	Other Fund2.6b	Total Private Fund GAV12.0b	AUM76.7b	#Funds72
Adviser 325 FILLMORE LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund714.5m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV714.5m	AUM103.8m	#Funds4
Adviser BLUEMOUNTAIN FUJI MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund1.2b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.2b	#Funds4
Adviser OFS CLO MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund743.9m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV743.9m	AUM743.9m	#Funds4
Adviser PPM LOAN MANAGEMENT COMPANY 2, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund2.7b	Venture Capital Fund-	Other Fund180.0m	Total Private Fund GAV2.9b	AUM2.7b	#Funds9
Adviser ROMARK CREDIT ADVISORS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund3.1b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.1b	AUM3.1b	#Funds12
Adviser SOUND POINT CLO C-MOA, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund12.3b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV12.3b	AUM12.3b	#Funds24
Adviser BSP CLO MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund12.2b	Venture Capital Fund-	Other Fund500.0m	Total Private Fund GAV12.7b	AUM12.2b	#Funds23
Adviser NEW MOUNTAIN CREDIT CLO ADVISERS, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund3.4b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.4b	AUM3.4b	#Funds8
Adviser DUCENTA SQUARED ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.3b	#Funds1

Brochure Summary

Overview

Advisory Services 4. A. Advisory Firm Description In September of 2015, the Adviser was acquired by Rothschild & Co (formerly known as Paris Orleans SCA), a global financial services organization that was founded in the 18th century by members of the Rothschild family and is still family-controlled. The Adviser is a business unit of Rothschild & Co. The sole owner of the Adviser is Rothschild & Co Investment Managers. The Adviser began operations in September of 2005 in connection with the purchase of all of the active investment management contracts of ING Capital Advisers, LLC (“ICA”) which resulted in substantially all of the employees of ICA becoming employees of the Adviser. The Adviser focuses primarily on the management of US dollar denominated senior secured loans, unsecured loans, and other credit related investment securities (collectively, “Corporate Debt Instruments”). The name of the Adviser was changed to Five Arrows Managers North America LLC from West Gate Horizons Advisers, LLC in July 2016. The Adviser will generally do business as Five Arrows Credit Management (North America), Five Arrows CM (North America) or Five Arrows CM (NA). The Adviser may sometimes operate under the same branding (“Five Arrows Credit Management”

or “Five Arrows CM”) as Five Arrows Managers, LLP (“FAM LLP”). FAM LLP may sometimes be referred to as Five Arrows Credit Management (Europe) or Five Arrows CM – Europe. FAM LLP operates a similar business to the Adviser except that it is based in Europe and manages corporate debt instruments that are generally denominated in currencies other than the US dollar. The relationship between the Adviser and FAM LLP is further described in Item 10 of this Brochure. The Adviser’s basic investment strategy seeks to generate income while preserving capital through fundamental credit analysis performed by an experienced investment team complimented with prudent portfolio construction. Senior secured corporate loans are sometimes referred to as “Bank Loans” or “Leveraged Loans” and unsecured loans are often referred to as “Second Lien Loans”. These Bank Loans and Second Lien Loans are typically non-investment grade debt instruments and are considered speculative investments and have greater credit and liquidity risk than investment grade investments. Other credit related investment debt securities may include structured finance obligations (typically other debt securities of CLOs managed by third-party investment advisers and sometimes called “SFOs”).

FIVE ARROWS MANAGERS NORTH AMERICA LLC

FIVE ARROWS MANAGERS NORTH AMERICA LLC

WEST GATE HORIZONS ADVISORS, LLC

ROTHSCHILD CREDIT MANAGEMENT (NORTH AMERICA)

ROTHSCHILD & CO CREDIT MANAGEMENT (NORTH AMERICA)

R&CO CM (NORTH AMERICA)

R&CO CM (NA)

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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FIVE ARROWS MANAGERS NORTH AMERICA LLC FIVE ARROWS MANAGERS NORTH AMERICA LLC WEST GATE HORIZONS ADVISORS, LLC ROTHSCHILD CREDIT MANAGEMENT (NORTH AMERICA) ROTHSCHILD & CO CREDIT MANAGEMENT (NORTH AMERICA) R&CO CM (NORTH AMERICA) R&CO CM (NA)

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

FIVE ARROWS MANAGERS NORTH AMERICA LLC

FIVE ARROWS MANAGERS NORTH AMERICA LLC

WEST GATE HORIZONS ADVISORS, LLC

ROTHSCHILD CREDIT MANAGEMENT (NORTH AMERICA)

ROTHSCHILD & CO CREDIT MANAGEMENT (NORTH AMERICA)

R&CO CM (NORTH AMERICA)

R&CO CM (NA)