Overview
325 Fillmore is a Delaware limited liability company, founded in 2017. 325 Fillmore was formed
in January 2017 to meet the requirement of the “risk retention” rules promulgated under the Dodd-
Frank Wall Street Reform and Consumer Protection Act, Pub.L. 111-203, H.R. 4137, (“Dodd-Frank
Act”). The European Union has issued regulations regarding risk retention in securitized assets
(“EU Risk Retention Rules”). 325 Fillmore will act as collateral Manager and “risk retention holder”
for CLOs it intends to structure and manage in such manner as to comply with the Dodd-Frank Act
risk retention rules and the EU Risk Retention Rules noted above.
325 Fillmore is wholly owned by RR 325, LP, a Delaware limited partnership. GP RR 325, LLC,
a Delaware limited liability corporation serves as the general partner for RR 325, LP. ArrowMark
Colorado Holdings LLC
(“ArrowMark”) and THB Iron Rose, LLC are co-owners of RR 325, LP.
ArrowMark is an employee-owned registered investment adviser.
325 Fillmore will act as collateral manager for CLOs and will not have any other client types. 325
Fillmore will accept any investment restrictions requested by or required by a CLO and will provide
discretionary investment management services to CLOs. 325 Fillmore will provide discretionary
“investment supervisory services” to CLOs, which are privately placed offshore funds (having
Delaware domiciled co-issuers) investing in loan and debt instruments. Each CLO will have its own
investment requirements, guidelines and investment restrictions, as provided in the program
documents for each CLO. 325 Fillmore currently has a total of $1,028,545,748 of assets under
management as of December 2023.