9AT: CAPITAL FOUR US INC.

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 08/19/2021
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	2,637,761,145 33%
of that, discretionary	2,637,761,145 33%
Number of Employees	8 -33%
of those in investment advisory functions	5 -38%
Private Fund GAV^*	1,802,233,146 49%
Avg Account Size	293,084,572 18%
SMA’s	No
Private Funds	5 1

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
{{ TypeColumnLabel }} {{ item.FundType }}	Count{{ formatCount(item.FundsCount) }}	GAV{{ formatGAV(item.AUM) }}

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PINEBRIDGE INVESTMENTS LLC	Hedge Fund4.9b	Liquidity Fund-	Private Equity Fund237.6m	Real Estate Fund-	Securitized Asset Fund4.3b	Venture Capital Fund-	Other Fund2.6b	Total Private Fund GAV12.0b	AUM76.7b	#Funds72
Adviser SEIX CLO MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund335.6m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV335.6m	AUM335.6m	#Funds2
Adviser 325 FILLMORE LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund714.5m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV714.5m	AUM103.8m	#Funds4
Adviser OFS CLO MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund743.9m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV743.9m	AUM743.9m	#Funds4
Adviser PPM LOAN MANAGEMENT COMPANY 2, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund2.7b	Venture Capital Fund-	Other Fund180.0m	Total Private Fund GAV2.9b	AUM2.7b	#Funds9
Adviser SIERRA CREST INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund87.8m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV87.8m	AUM781.1m	#Funds1
Adviser FS STRUCTURED PRODUCTS ADVISOR, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund2.2b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.2b	AUM2.2b	#Funds6
Adviser NEW MOUNTAIN CREDIT CLO ADVISERS, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund3.4b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.4b	AUM3.4b	#Funds8
Adviser AB BROADLY SYNDICATED LOAN MANAGER LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund2.4b	Venture Capital Fund395.6m	Other Fund-	Total Private Fund GAV3.1b	AUM2.6b	#Funds6
Adviser COMMONWEALTH CREDIT ADVISORS, LLC	Hedge Fund911.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV911.3m	AUM1.7b	#Funds1

Brochure Summary

Overview

Capital Four US, Inc. (“Capital Four” or the “Firm”) was formed in February 2021 and in July 2021 became a wholly owned subsidiary of Capital Four Holding A/S, a financial holding company based in the Kingdom of Denmark. The Firm’s headquarters is located in New York. The Firm will specialize in managing credit-related investments for its Clients. Capital Four provides investment management services as the investment adviser or sub-adviser to funds domiciled or located within or outside of the United States (“Funds”). Capital Four also acts as the collateral manager to a series of special purpose vehicles that issue collateralized loan obligations (i.e., “CLOs”). The Funds and CLOs are collectively referred to as “Clients” herein. Capital Four’s investment management services are provided to Clients on a discretionary basis, and tailored in accordance with each such Client’s investment strategy as set forth in the applicable private placement memorandum (or other applicable disclosure documents), partnership agreement (or similar governing document) and/or investment management agreement (each a “Governing Document,” and collectively,

the “Governing Documents”). Capital Four’s investment strategies are further described below under Item 8 - Methods of Analysis, Investment Strategies and Risk of Loss. As of December 31, 2023, Capital Four advised approximately $1.98 billion in regulatory assets under management on a discretionary basis. Capital Four also provides non-discretionary advisory services for $1.08 billion of assets managed by two affiliates, Capital Four AIFM A/S (“Capital Four AIFM”) and Capital Four Management Fondsmaeglerselskab A/S (“Capital Four MF A/S”). As set forth in such Fund’s operating and disclosure documents, shares or limited partnership interests will not be registered under the U.S. Securities Act of 1933, as amended (the “Securities Act”); nor will the Funds be registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Accordingly, interests or shares in the Funds will be offered and sold exclusively to Investors satisfying the applicable eligibility and suitability requirements, either in private transactions within the United States or in offshore transactions.

CAPITAL FOUR US INC.

CAPITAL FOUR US INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

CAPITAL FOUR US INC. CAPITAL FOUR US INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

CAPITAL FOUR US INC.

CAPITAL FOUR US INC.