Overview
Capital Four US, Inc. (“Capital Four” or the “Firm”) was formed in February 2021 and in July
2021 became a wholly owned subsidiary of Capital Four Holding A/S, a financial holding
company based in the Kingdom of Denmark. The Firm’s headquarters is located in New York.
The Firm will specialize in managing credit-related investments for its Clients.
Capital Four provides investment management services as the investment adviser or sub-adviser
to funds domiciled or located within or outside of the United States (“Funds”). Capital Four also
acts as the collateral manager to a series of special purpose vehicles that issue collateralized loan
obligations (i.e., “CLOs”). The Funds and CLOs are collectively referred to as “Clients” herein.
Capital Four’s investment management services are provided to Clients on a discretionary basis,
and tailored in accordance with each such Client’s investment strategy as set forth in the
applicable private placement memorandum (or other applicable disclosure documents),
partnership agreement (or similar governing document) and/or investment management
agreement (each a “Governing Document,” and collectively,
the “Governing Documents”).
Capital Four’s investment strategies are further described below under Item 8 - Methods of
Analysis, Investment Strategies and Risk of Loss.
As of December 31, 2023, Capital Four advised approximately $1.98 billion in regulatory assets
under management on a discretionary basis. Capital Four also provides non-discretionary
advisory services for $1.08 billion of assets managed by two affiliates, Capital Four AIFM A/S
(“Capital Four AIFM”) and Capital Four Management Fondsmaeglerselskab A/S (“Capital Four
MF A/S”).
As set forth in such Fund’s operating and disclosure documents, shares or limited partnership
interests will not be registered under the U.S. Securities Act of 1933, as amended (the “Securities
Act”); nor will the Funds be registered under the Investment Company Act of 1940, as amended
(the “Investment Company Act”). Accordingly, interests or shares in the Funds will be offered
and sold exclusively to Investors satisfying the applicable eligibility and suitability requirements,
either in private transactions within the United States or in offshore transactions.