CAPITAL FOUR US INC.

other names
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Adviser Profile
As of Date 05/30/2024
Adviser Type - Large advisory firm
- Related adviser
Number of Employees 12 20.00%
of those in investment advisory functions 8 14.29%
Registration SEC, Approved, 08/19/2021
AUM* 1,981,252,102 24.80%
of that, discretionary 1,981,252,102 24.80%
Private Fund GAV* 1,262,191,268 11.83%
Avg Account Size 247,656,513 -22.00%
SMA’s No
Private Funds 4 1
Contact Info 917 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
2B 1B 1B 907M 680M 454M 227M
2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeSecuritized Asset Fund Count4 GAV$1,262,191,268

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Brochure Summary

Overview

Capital Four US, Inc. (“Capital Four” or the “Firm”) was formed in February 2021 and in July 2021 became a wholly owned subsidiary of Capital Four Holding A/S, a financial holding company based in the Kingdom of Denmark. The Firm’s headquarters is located in New York. The Firm will specialize in managing credit-related investments for its Clients. Capital Four provides investment management services as the investment adviser or sub-adviser to funds domiciled or located within or outside of the United States (“Funds”). Capital Four also acts as the collateral manager to a series of special purpose vehicles that issue collateralized loan obligations (i.e., “CLOs”). The Funds and CLOs are collectively referred to as “Clients” herein. Capital Four’s investment management services are provided to Clients on a discretionary basis, and tailored in accordance with each such Client’s investment strategy as set forth in the applicable private placement memorandum (or other applicable disclosure documents), partnership agreement (or similar governing document) and/or investment management agreement (each a “Governing Document,” and collectively,
the “Governing Documents”). Capital Four’s investment strategies are further described below under Item 8 - Methods of Analysis, Investment Strategies and Risk of Loss. As of December 31, 2023, Capital Four advised approximately $1.98 billion in regulatory assets under management on a discretionary basis. Capital Four also provides non-discretionary advisory services for $1.08 billion of assets managed by two affiliates, Capital Four AIFM A/S (“Capital Four AIFM”) and Capital Four Management Fondsmaeglerselskab A/S (“Capital Four MF A/S”). As set forth in such Fund’s operating and disclosure documents, shares or limited partnership interests will not be registered under the U.S. Securities Act of 1933, as amended (the “Securities Act”); nor will the Funds be registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Accordingly, interests or shares in the Funds will be offered and sold exclusively to Investors satisfying the applicable eligibility and suitability requirements, either in private transactions within the United States or in offshore transactions.