Adviser Profile

As of Date 08/25/2026
Registration SEC, Approved, 05/31/2005
Other registrations (1)
ADV Location NEWPORT BEACH, CA, United States
Contact Info 800 xxxxxxx
Websites
AUM* 37,502,470,791 -81%
of that, discretionary 37,502,470,791 74%
Number of Employees 195 -26%
of those in investment advisory functions 112 -15%
Private Fund GAV* 0
Avg Account Size 28,825,881 392%
% High Net Worth 10.38% 52%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

201B 173B 144B 115B 86B 58B 29B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287226 Stock NameISHARES TR $ Position$349,696,807 % Position11.00% $ Change-5.00% # Change-5.00%
Stck Ticker92206C714 Stock NameVANGUARD SCOTTSDALE FDS $ Position$293,915,995 % Position10.00% $ Change6.00% # Change-7.00%
Stck Ticker92206C680 Stock NameVANGUARD SCOTTSDALE FDS $ Position$246,855,608 % Position8.00% $ Change9.00% # Change-6.00%
Stck Ticker808524805 Stock NameSCHWAB STRATEGIC TR $ Position$173,282,861 % Position6.00% $ Change6.00% # Change-5.00%
Stck Ticker922908652 Stock NameVANGUARD INDEX FDS $ Position$157,206,937 % Position5.00% $ Change14.00% # Change-5.00%
Stck Ticker808524706 Stock NameSCHWAB STRATEGIC TR $ Position$114,923,643 % Position4.00% $ Change4.00% # Change-6.00%
Stck Ticker808524888 Stock NameSCHWAB STRATEGIC TR $ Position$81,952,338 % Position3.00% $ Change-2.00% # Change-4.00%
Stck Ticker46435G672 Stock NameISHARES TR $ Position$102,371,518 % Position3.00% $ Change-7.00% # Change-8.00%
Stck Ticker46434V647 Stock NameISHARES TR $ Position$89,543,126 % Position3.00% $ Change6.00% # Change-4.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$51,146,566 % Position2.00% $ Change13.00% # Change-1.00%

Brochure Summary