Adviser Profile

As of Date 01/30/2026
Registration SEC, Approved, 03/03/2005
Other registrations (1)
Contact Info 914 xxxxxxx
Websites
AUM* 209,000,000 49%
of that, discretionary 209,000,000 49%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 7,464,286 55%
% High Net Worth 43.64% -13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

209M 179M 149M 119M 90M 60M 30M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees