Adviser Profile

As of Date 02/25/2026
Registration SEC, Approved, 06/09/1971
ADV Location NEW YORK, NY, United States
Contact Info 917 xxxxxxx
Websites
AUM* 1,054,935,132 17%
of that, discretionary 1,045,641,369 17%
Number of Employees 10
of those in investment advisory functions 4 -20%
Private Fund GAV* 0
Avg Account Size 1,531,110 19%
% High Net Worth 88.82% -1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

1B 896M 747M 598M 448M 299M 149M
2015 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees