Adviser Profile

As of Date 01/30/2026
Registration SEC, Approved, 03/18/2005
ADV Location CHARLOTTE, NC, United States
Contact Info 704 xxxxxxx
Websites
AUM* 1,868,015,699 28%
of that, discretionary 1,868,015,699 28%
Number of Employees 29
of those in investment advisory functions 7
Private Fund GAV* 0
Avg Account Size 450,233 9%
% High Net Worth 6.24% -25%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 2B 2B 1B 909M 606M 303M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR SBI INT- $ Position$640,235,559 % Position14.00% $ Change49.00% # Change4.00%
Stck Ticker81369Y605 Stock NameSELECT SECTOR SPDR TR SBI INT- $ Position$464,371,294 % Position10.00% $ Change21.00% # Change12.00%
Stck Ticker46434V738 Stock NameISHARES TR CORE MSCI EURO $ Position$363,962,087 % Position8.00% $ Change35.00% # Change26.00%
Stck Ticker81369Y209 Stock NameSELECT SECTOR SPDR TR $ Position$309,370,871 % Position7.00% $ Change12.00% # Change4.00%
Stck Ticker922042775 Stock NameVANGUARD INTL EQUITY INDEX F A $ Position$301,138,130 % Position7.00% $ Change6.00% # Change-5.00%
Stck Ticker81369Y852 Stock NameSELECT SECTOR SPDR TR COMMUNIC $ Position$236,035,265 % Position5.00% $ Change-25.00% # Change-22.00%
Stck Ticker92206C409 Stock NameVANGUARD SCOTTSDALE FDS SHRT-T $ Position$153,551,794 % Position3.00% $ Change33.00% # Change33.00%
Stck Ticker464287432 Stock NameISHARES TR 20 YR TRS BD $ Position$149,274,406 % Position3.00% $ Change83.00% # Change83.00%
Stck Ticker464288661 Stock NameISHARES TR LEHMAN 3-7 YR $ Position$129,193,206 % Position3.00% $ Change-10.00% # Change-9.00%
Stck Ticker464287804 Stock NameISHARES TR SANDP SMLCAP 600 $ Position$125,657,038 % Position3.00% $ Change8.00% # Change-10.00%