Adviser Profile

As of Date 03/19/2026
Registration SEC, Approved, 12/09/1992
ADV Location REDWOOD CITY, CA, United States
Contact Info (65 xxxxxxx
Websites
AUM* 269,926,419 25%
of that, discretionary 269,926,419 25%
Number of Employees 3 50%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 368,752 12%
% High Net Worth 27.46% 24%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

270M 231M 193M 154M 116M 77M 39M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46436E718 Stock NameISHARES 0-3 MONTH TREASURY BOND ETF $ Position$19,139,524 % Position15.00% $ Change-3.00% # Change-3.00%
Stck Ticker808524300 Stock NameSCHWAB U.S. LARGE-CAP GROWTH ETF $ Position$10,928,532 % Position9.00% $ Change13.00% # Change-3.00%
Stck Ticker921937835 Stock NameVANGUARD TOTAL BOND MARKET INDEX FUND ETF SHARES $ Position$5,773,460 % Position5.00% $ Change-28.00% # Change-28.00%
Stck Ticker922908744 Stock NameVANGUARD VALUE INDEX FUND ETF SHARES $ Position$6,787,054 % Position5.00% $ Change15.00% # Change4.00%
Stck Ticker922908736 Stock NameVANGUARD GROWTH INDEX FUND ETF SHARES $ Position$5,481,837 % Position4.00% $ Change6179.00% # Change31720.00%
Stck Ticker921937819 Stock NameVANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF SHARES $ Position$5,229,779 % Position4.00% $ Change-12.00% # Change-11.00%
Stck Ticker14020W106 Stock NameCAPITAL GROUP DIVIDEND VALUE ETF $ Position$5,388,297 % Position4.00% $ Change12.00% # Change-3.00%
Stck Ticker808524805 Stock NameSCHWAB INTERNATIONAL EQUITY ETF $ Position$3,703,759 % Position3.00% $ Change352.00% # Change304.00%
Stck Ticker921908844 Stock NameVANGUARD DIVIDEND APPRECIATION INDEX FUND ETF SHARES $ Position$3,424,488 % Position3.00% $ Change10.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$3,290,951 % Position3.00% $ Change-3.00% # Change-15.00%

Brochure Summary