Adviser Profile

As of Date 03/19/2026
Registration SEC, Approved, 12/03/2004
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 929,416,169 9%
of that, discretionary 929,416,169 9%
Number of Employees 8 14%
of those in investment advisory functions 7 17%
Private Fund GAV* 0
Avg Account Size 15,236,331 23%
% High Net Worth < 0.01% -100%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 923M 738M 554M 369M 185M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name DELOITTE & TOUCHÉ LLP Filing Date01/24/2025 Form ADV-E View Report
Accounting Firm Name DELOITTE & TOUCHE LLP Filing Date10/25/2023 Form ADV-E View Report

Brochure Summary