Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 06/28/2004
Contact Info 510 xxxxxxx
AUM* 723,422,254 49%
of that, discretionary 723,422,254 49%
Number of Employees 8 33%
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 1,168,695 34%
% High Net Worth 63.10% 16%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

723M 620M 517M 413M 310M 207M 103M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MANUFAC $ Position$38,309,233 % Position8.00% $ Change34.00% # Change-5.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$20,226,662 % Position4.00% $ Change12.00% # Change-1.00%
Stck Ticker81369Y886 Stock NameSELECT SECTOR SPDR TR $ Position$7,192,980 % Position2.00% $ Change-2.00% # Change-1.00%
Stck Ticker464285204 Stock NameISHARES GOLD TR $ Position$8,905,121 % Position2.00% $ Change-17.00% # Change-3.00%
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY INC $ Position$9,494,035 % Position2.00% $ Change217.00% # Change-7.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$10,242,531 % Position2.00% $ Change-1.00% # Change-2.00%
Stck Ticker166764100 Stock NameCHEVRON CORPORATION $ Position$7,955,154 % Position2.00% $ Change-12.00% # Change10.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$2,921,420 % Position1.00% $ Change12.00% # Change1.00%
Stck Ticker502431109 Stock NameL3HARRIS TECHNOLOGIES INC $ Position$2,630,711 % Position1.00% $ Change-18.00% # Change-3.00%
Stck Ticker89417E109 Stock NameTRAVELERS COMPANIES INC $ Position$5,962,958 % Position1.00% $ Change11.00% # Change-2.00%

Brochure Summary