4.A Firm Description and Principal Owner Parker Investment Management, LLC (“Parker Investment” or the “Firm” or “We”) was formed on March 6, 2007 with the goal of providing asset management services to clients in a manner that delivers results accordant with the firm's founding principles. The history of the firm dates back to 1987 when founder John W. Parker began providing investment services to clients on a part-time basis. In 1999 Mr. Parker’s firm became a federally registered investment adviser, and in 2010 Mr. Parker changed his business structure from a sole proprietorship to a single-member LLC. Mr. Parker is the sole owner. 4.B Types of Advisory Services We offer investment management services to individuals, retirement plans, charitable organizations, and corporations. We are required by law to act as fiduciaries, which means we must always put our clients’ interest first. We take great pride in following this standard. We invest primarily in no-load mutual funds and exchange traded funds (“ETFs”). Clients can choose one of three customizable strategies: Growth, Growth & Income, or Income. In addition, we may purchase in client accounts individual stocks. We may further customize our investment strategies to the unique circumstances of clients. In addition, we offer a covered call strategy (Parker Covered Call Strategy) for no additional cost to interested clients who meet certain suitability requirements and complete a Fidelity Options Application, which must be reviewed and approved by Fidelity Investments. The goal of the Parker Covered Call Strategy is to generate an income stream through the selling of “out of the money” (above

the current price of the underlying security) call options and maintain significant upside appreciation potential of the underlying stock or ETF position. The Parker Covered Call Strategy also attempts to reduce the volatility exposure of the overall portfolio by acting as a partial hedge for the long underlying stock or ETF position. To mitigate the risks associated with covered call writing, the publicly traded stock or ETF position held by such a client cannot be: 1) Restricted from trading on a recognized stock exchange; 2) Pledged or loaned out; or 3) Managed or be part of a portfolio that is managed by another investment advisor on a discretionary basis. 4.C Tailored Services and Client Restrictions We generally have full discretion to trade our clients' accounts, which means we decide what to buy and sell and when to do so without first consulting with our clients before making a trade. We tailor our advisory services to the individual needs of our clients based 6 upon different factors including, but not limited to, clients investment objectives, risk tolerance, tax concerns, minimum holding periods required by securities in which clients assets are invested, effect of possible transaction fees on the portfolio, institutional rules limiting the number or size of transactions, and other factors. As a consequence, transactions, holdings and results will likely vary from client to client and from account to account. 4.D Wrap Fee Programs We do not participate in any wrap fee programs. 4.E Client Asset Amounts As of December 31, 2023, we managed approximately $536,428,928 of client assets on a discretionary basis.