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Adviser Profile

As of Date 04/14/2024
Registration status Terminated
ADV Location STAMFORD, CT, United States
Contact Info 203 xxxxxxx
Websites
AUM* 39,187,594,116 -1%
of that, discretionary 24,512,892,183 2%
Number of Employees 81 -1%
of those in investment advisory functions 73 3%
Private Fund GAV* 0
Avg Account Size 369,694,284 0%
% High Net Worth 0.94% -49%
SMA’s Yes
Private Funds 0 29

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

26B 22B 19B 15B 11B 7B 4B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024
Discretionary
Non-discretionary

Private Funds

Employees

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Brochure Summary