A. Description of the Advisory Firm Rock Point Advisors, LLC is an investment advisory firm registered with the United States Securities and Exchange Commission (“SEC”). The business is organized as a Limited Liability Company in Vermont and was founded in 2004 by Michael Huffman and Todd Wulfson, who remain principal owners along with Timothy Humphrey. B. Types of Advisory Services Rock Point Advisors provides portfolio management and investment counseling services. Accounts are established with a qualified custodian by the client, who grants Rock Point Advisors the authority to make trades in each account. Our investment strategy utilizes publicly-traded equities, fixed income securities, exchange traded funds, open and closed-end mutual funds, and cash securities. C. Client-Tailored Advisory Services Rock Point Advisors manages portfolios in the context of each client’s financial objectives and risk tolerances. Counsel is provided as each client’s investment policy is established and as needed thereafter. This policy is spelled out in the Investment Policy Statement (“IPS”), a document that concisely describes the factors influencing the choice of investment strategies. In addition, we may provide ancillary financial planning services to interested clients. Rock Point Advisors' investing and screening processes are discussed in Item 8 - Methods of Analysis, Investment Strategies and Risk of Loss. In the course of setting investment policy, clients may request that certain securities or types of securities be avoided in their account. Accounts are reviewed on an ongoing basis (see Item 13 – Review of Accounts). It remains each client’s responsibility to promptly notify Rock Point Advisors if there is any change in their financial situation or objectives that would require a review and/or revision of

Rock Point Advisors' understanding of the client’s appropriate investment policy. Rock Point Advisors is not responsible for verifying information received from the client or from other professionals working on behalf of the client. If requested by the client, Rock Point Advisors may recommend the services of other professionals, such as tax preparers or attorneys. There is no requirement to engage the services of professionals we recommend. D. Wrap Fee Programs Rock Point Advisors provides portfolio management services to some clients via "wrap fee programs." In a wrap fee program, a sponsoring broker offers its representatives a list of investment managers (such as Rock Point Advisors) who may be chosen to manage all or a portion of a client's account. There is no difference in our investment management approach between portfolios in a wrap fee program and portfolios where Rock Point Advisors maintains a direct relationship with the client. When Rock Point Advisors is selected to manage accounts in a wrap fee program, the client may receive no reporting, quarterly or otherwise, from Rock Point Advisors (reports are sent to the representative of the sponsoring broker) and the portion of the wrap fee that constitutes Rock Point Advisors’ management fee may not be visible to the client. A client in a wrap fee program is expected to receive investment counseling services from his primary advisor. Rock Point Advisors does not typically prepare an Investment Policy Statement for these clients. Wrap fee program management fees are established by Rock Point Advisors and the sponsoring broker. These fees may vary from the fee schedule shown in Item 5 – Fees and Compensation. E. Assets Under Management (AUM) As of December 31, 2023, Rock Point Advisors managed discretionary assets of $527,281,163.