Adviser Profile
| As of Date | 03/04/2026 |
| Registration | SEC, Approved, 02/20/2004 |
| ADV Location | SHERIDAN, WY, United States |
| Contact Info | 307 xxxxxxx |
| Websites |
| AUM* | 121,672,219 13% |
| of that, discretionary | 121,672,219 13% |
| Number of Employees | 4 |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 326,199 10% |
| % High Net Worth | 19.90% 49% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
Compensation Arrangments
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Reported AUM
140M
120M
100M
80M
60M
40M
20M
2015
2016
2017
2018
2019
2020
2021
2022
2023
2024
2025
2026
Private Funds
No private funds
Employees
Top Holdings
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$23,505,002 | % Position20.00% | $ Change13.00% | # Change-1.00% |
| Stck Ticker670699107 | Stock NameNUVEEN NASDAQ 100 DYNAMIC OV | $ Position$5,946,507 | % Position5.00% | $ Change23.00% | # Change8.00% |
| Stck Ticker27828N102 | Stock NameEATON VANCE TX MGD DIV EQ IN | $ Position$4,886,138 | % Position4.00% | $ Change-2.00% | # Change-7.00% |
| Stck Ticker780910105 | Stock NameROYCE VALUE TR INC | $ Position$4,502,303 | % Position4.00% | $ Change25.00% | # Change12.00% |
| Stck Ticker22160K105 | Stock NameCOSTCO WHSL CORP NEW | $ Position$4,030,994 | % Position3.00% | $ Change-8.00% | # Change-2.00% |
| Stck Ticker007903107 | Stock NameADVANCED MICRO DEVICES INC | $ Position$3,771,849 | % Position3.00% | $ Change170.00% | # Change-6.00% |
| Stck Ticker09250U101 | Stock NameBLACKROCK ENERGY & RES TR | $ Position$4,177,936 | % Position3.00% | $ Change-9.00% | # Change6.00% |
| Stck Ticker464287887 | Stock NameISHARES TR | $ Position$3,365,360 | % Position3.00% | $ Change23.00% | # Change0.00% |
| Stck Ticker30233Q108 | Stock NameEXXON MOBIL CORP | $ Position$2,177,266 | % Position2.00% | $ Change | # Change |
| Stck Ticker00162Q452 | Stock NameALPS ETF TR | $ Position$2,932,014 | % Position2.00% | $ Change5.00% | # Change7.00% |