Adviser Profile

As of Date 08/18/2026
Registration SEC, Approved, 01/15/2014
Other registrations (3)
ADV Location MELVILLE, NY, United States
Contact Info 631 xxxxxxx
Websites
AUM* 319,865,217 40%
of that, discretionary 306,895,063 38%
Number of Employees 26 86%
of those in investment advisory functions 26 100%
Private Fund GAV* 0
Avg Account Size 803,681 -38%
% High Net Worth 31.91% -3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

307M 263M 219M 175M 132M 88M 44M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary