Adviser Profile

As of Date 03/25/2026
Registration SEC, Approved, 09/16/2003
Other registrations (1)
ADV Location FORT WORTH, TX, United States
Contact Info 817 xxxxxxx
Websites
AUM* 368,216,317 47%
of that, discretionary 348,866,668 42%
Number of Employees 10 -9%
of those in investment advisory functions 9 13%
Private Fund GAV* 0
Avg Account Size 262,824 13%
% High Net Worth 25.64% 49%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

349M 299M 249M 199M 150M 100M 50M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46436E718 Stock NameISHARES TR $ Position$62,093,756 % Position19.00% $ Change105.00% # Change105.00%
Stck Ticker45783Y855 Stock NameINNOVATOR ETFS TRUST $ Position$30,772,815 % Position10.00% $ Change-34.00% # Change-36.00%
Stck Ticker36828A101 Stock NameGE VERNOVA INC $ Position$9,706,693 % Position3.00% $ Change1028.00% # Change738.00%
Stck Ticker007903107 Stock NameADVANCED MICRO DEVICES INC $ Position$8,280,872 % Position3.00% $ Change # Change
Stck Ticker46654Q203 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$8,542,141 % Position3.00% $ Change58.00% # Change42.00%
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY INC $ Position$10,356,375 % Position3.00% $ Change176.00% # Change-19.00%
Stck Ticker617446448 Stock NameMORGAN STANLEY $ Position$5,053,333 % Position2.00% $ Change # Change
Stck Ticker78433H303 Stock NameNEOS ETF TRUST $ Position$7,053,537 % Position2.00% $ Change-20.00% # Change-25.00%
Stck Ticker53656G498 Stock NameLISTED FDS TR $ Position$6,519,506 % Position2.00% $ Change # Change
Stck Ticker032654105 Stock NameANALOG DEVICES INC $ Position$5,189,026 % Position2.00% $ Change # Change

Brochure Summary