{{ Info.Overview }}

Adviser Profile

As of Date 05/26/2026
Registration SEC, Approved, 02/06/2020
ADV Location TARRYTOWN, NY, United States
Contact Info (91 xxxxxxx
Websites
AUM* 1,370,368,948 68%
of that, discretionary 1,363,463,539 70%
Number of Employees 32 33%
of those in investment advisory functions 19 27%
Private Fund GAV* 0
Avg Account Size 307,948 33%
% High Net Worth 18.47% 40%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 974M 779M 584M 390M 195M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$75,273,316 % Position7.00% $ Change-23.00% # Change-33.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$82,857,566 % Position7.00% $ Change182.00% # Change121.00%
Stck Ticker81369Y506 Stock NameSELECT SECTOR SPDR TR $ Position$39,815,330 % Position4.00% $ Change3244.00% # Change3757.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$46,935,519 % Position4.00% $ Change216.00% # Change121.00%
Stck Ticker46138E339 Stock NameINVESCO EXCH TRADED FD TR II $ Position$34,409,825 % Position3.00% $ Change3952.00% # Change2712.00%
Stck Ticker14020W106 Stock NameCAPITAL GROUP DIVIDEND VALUE $ Position$32,944,257 % Position3.00% $ Change26.00% # Change8.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$18,962,932 % Position2.00% $ Change11.00% # Change1.00%
Stck Ticker92206C771 Stock NameVANGUARD SCOTTSDALE FDS $ Position$17,103,249 % Position2.00% $ Change17.00% # Change17.00%
Stck Ticker97717W547 Stock NameWISDOMTREE TR $ Position$16,811,637 % Position2.00% $ Change-13.00% # Change-19.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$26,973,627 % Position2.00% $ Change27363.00% # Change23987.00%

Brochure Summary