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Adviser Profile

As of Date 03/28/2025
Adviser Type - Large advisory firm
Number of Employees 4 33.33%
of those in investment advisory functions 3
Registration California, Terminated, 05/22/2003
Other registrations (1)
AUM* 622,370,523 17.07%
of that, discretionary 622,370,523 17.07%
Private Fund GAV* 128,689,502 0.59%
Avg Account Size 2,402,975 12.10%
% High Net Worth 49.40% -2.93%
SMA’s Yes
Private Funds 14 2
Contact Info 512 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
555M 476M 397M 317M 238M 159M 79M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count1 GAV$8,397,853
Fund TypeReal Estate Fund Count13 GAV$120,291,649

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Brochure Summary