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Adviser Profile

As of Date 11/08/2024
Adviser Type - Large advisory firm
Number of Employees 3
of those in investment advisory functions 3
Registration California, Terminated, 05/22/2003
Other registrations (1)
AUM* 602,021,362 13.24%
of that, discretionary 602,021,362 13.24%
Private Fund GAV* 124,702,506 0.21%
Avg Account Size 2,181,237 1.75%
% High Net Worth 51.11% 0.44%
SMA’s Yes
Private Funds 14 2
Contact Info 512 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
555M 476M 397M 317M 238M 159M 79M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count1 GAV$8,397,853
Fund TypeReal Estate Fund Count13 GAV$116,304,653

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Brochure Summary

Overview

Pacifica Capital Investments, LLC (“PCI” and/or “the Company”) is a Colorado limited liability company principally owned by Steve Leonard and Kari Lambert. Steve Leonard formed PCI in 1998 and has served as its managing member since that time. Advisory Services Offered Individually Managed Accounts PCI provides investment advisory services to individuals (including high net worth individuals), pension and profit sharing plans, charitable organizations, and corporations. The Company’s investment advisory services primarily are with respect to:  Equity securities traded on national securities exchanges (generally the New York and American Stock Exchanges) and the NASDAQ Stock Market; and  On occasion, non-listed securities. PCI focuses on businesses and industries in which it tries to have a thorough understanding, and limits the number of positions in an account to typically less than 15. PCI’s investment strategy is to concentrate investments in specific industries and companies in which PCI strives to have both in-depth knowledge and confidence in their future results. This focused investment approach may result in more volatility and risk in portfolios. Client accounts generally are managed in a similar manner, but PCI tailors its advisory services to the individual needs of clients by considering such factors as the type of account (i.e., taxable vs. not taxable) and specifics provided by the client. Clients may impose reasonable restrictions on investing in certain securities or types of securities, such as by industry or based on social criteria. In addition, PCI participates in the Independently Managed
Advisory Program (“IMA”) offered by Wedbush Morgan Securities, Inc. PCI provides investment management services to client accounts participating in the IMA program, and receives fees from such clients as discussed below in Item 5 “Fees and Compensation.” PCI manages its IMA account clients in the same manner it manages other individual client accounts. Currently, PCI is no longer offering this service to clients, other than those who are already in the IMA. Private Funds and Investment Ventures PCI, Steven Leonard, Kari Lambert, and/or other related persons of PCI also serve as manager or partner of a number of single purpose limited liability companies: Pacifica Capital Stacked, LLC; Pacifica Real Estate I, LLC; Pacifica Real Estate II, LLC; Pacifica Real Estate III, LLC; Pacifica Real Estate IV, LLC, Pacifica Real Estate V, LLC; RAF Pacifica Group – Development Fund I, LLC; RAF Pacifica Group –Real Estate Fund II LLC; RAF Pacifica Group - Real Estate Fund III, LLC; RAF Pacifica Group – Real Estate Fund IV, LLC; RAF Pacifica Loan Fund I, LLC; RAF Pacifica Group – Real Estate Fund VI, LLC; Pacifica Real Estate Santa Barbara Fund I, LLC; Pacifica Seattle Fund I, LLC, and Pacifica Real Estate Senior Living Fund I, LLC (each referred to herein as an “Investment Venture”). PCI provides services to such Investment Venture in accordance with each such Investment Venture’s operating documents. Client Assets Under Management As of December 31, 2023, PCI managed approximately $602,021,362 on a discretionary basis, including Leonard and Lambert family accounts. PCI does not manage client assets on a nondiscretionary basis.