Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 11/29/2002
ADV Location ALISO VIEJO, CA, United States
Contact Info (80 xxxxxxx
Websites
AUM* 191,231,382 -51%
of that, discretionary 191,231,382 -51%
Number of Employees 3 -25%
of those in investment advisory functions 1 -50%
Private Fund GAV* 0
Avg Account Size 6,829,692 -40%
% High Net Worth 3.70% -75%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

830M 711M 593M 474M 356M 237M 119M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary