Adviser Profile

As of Date 03/19/2026
Registration SEC, Approved, 09/24/2002
Other registrations (1)
ADV Location ST. LOUIS, MO, United States
Contact Info 314 xxxxxxx
Websites
AUM* 2,220,354,641 139%
of that, discretionary 860,285,309 19%
Number of Employees 15 36%
of those in investment advisory functions 10 11%
Private Fund GAV* 0
Avg Account Size 1,133,412 -21%
% High Net Worth 18.95% -9%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 991M 743M 495M 248M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$98,280,884 % Position19.00% $ Change46.00% # Change28.00%
Stck Ticker464287309 Stock NameISHARES TR $ Position$34,815,362 % Position7.00% $ Change24.00% # Change2.00%
Stck Ticker09290C764 Stock NameBLACKROCK ETF TRUST $ Position$31,659,504 % Position6.00% $ Change30.00% # Change14.00%
Stck Ticker09290C103 Stock NameBLACKROCK ETF TRUST $ Position$29,984,044 % Position6.00% $ Change22.00% # Change4.00%
Stck Ticker464287408 Stock NameISHARES TR $ Position$22,680,924 % Position4.00% $ Change3.00% # Change-4.00%
Stck Ticker09290C780 Stock NameBLACKROCK ETF TRUST $ Position$15,870,278 % Position3.00% $ Change47.00% # Change-8.00%
Stck Ticker464287101 Stock NameISHARES TR $ Position$15,516,256 % Position3.00% $ Change14.00% # Change-1.00%
Stck Ticker46138E339 Stock NameINVESCO EXCH TRADED FD TR II $ Position$9,640,519 % Position2.00% $ Change13.00% # Change-22.00%
Stck Ticker09290C855 Stock NameBLACKROCK ETF TRUST $ Position$8,011,339 % Position2.00% $ Change33.00% # Change8.00%
Stck Ticker78463X509 Stock NameSPDR INDEX SHS FDS $ Position$9,532,283 % Position2.00% $ Change-10.00% # Change-18.00%

Brochure Summary